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Securities Litigation

Our attorneys have handled numerous securities disputes and have extensive experience handling all facets of contested securities matters. We have represented public and private companies and their officers and directors, accounting firms, law firms, other professionals, and brokerage firms in various types of securities related litigation, including

Individual suits by securities holders
Derivative lawsuits
Securities and Exchange Commission investigations
NASD/FINRA arbitrations
Defense of brokerage firms and publicly held companies in securities fraud actions
Representation of minority investors claiming securities fraud or other securities violations
Regulatory proceedings before the SEC and other federal and state regulatory agencies, including responding to regulatory action subpoenas